Chapter
Securities (Blue Sky Law)
- KRS 292.010— Repealed, 1961
- KRS 292.015— Repealed, 1961
- KRS 292.020— Repealed, 1961
- KRS 292.030— Repealed, 1961
- KRS 292.040— Repealed, 1961
- KRS 292.050— Repealed, 1961
- KRS 292.060— Repealed, 1961
- KRS 292.070— Repealed, 1961
- KRS 292.080— Repealed, 1961
- KRS 292.090— Repealed, 1961
- KRS 292.100— Repealed, 1961
- KRS 292.110— Repealed, 1961
- KRS 292.120— Repealed, 1961
- KRS 292.130— Repealed, 1961
- KRS 292.140— Repealed, 1961
- KRS 292.150— Repealed, 1961
- KRS 292.160— Repealed, 1961
- KRS 292.170— Repealed, 1961
- KRS 292.180— Repealed, 1961
- KRS 292.190— Repealed, 1961
- KRS 292.200— Repealed, 1961
- KRS 292.210— Repealed, 1961
- KRS 292.220— Repealed, 1961
- KRS 292.230— Repealed, 1961
- KRS 292.240— Repealed, 1961
- KRS 292.250— Repealed, 1961
- KRS 292.260— Repealed, 1961
- KRS 292.270— Repealed, 1961
- KRS 292.280— Repealed, 1961
- KRS 292.290— Repealed, 1961
- KRS 292.310— Definitions for chapter
- KRS 292.313— Applicability of specified provisions to sales transactions
- KRS 292.320— Fraudulent and other prohibited practices
- KRS 292.322— Securities fraud prosecution and prevention fund
- KRS 292.325— Filing of prospectus, pamphlet, or other advertising communication by order of commissioner
- KRS 292.327— Filing of documents with respect to covered securities -- Fees
- KRS 292.330— Registration of broker-dealers, agents, investment advisers, and investment adviser representatives
- KRS 292.331— Application for registration -- Contents -- Conditions -- Requirements
- KRS 292.332— Notice filing by covered adviser -- Contents -- Exemptions -- Renewal
- KRS 292.333— Successor broker-dealers and investment advisers -- New application for or amendment to registration or notice filing -- Name change by registrant
- KRS 292.334— Notice of termination of employment or association -- Termination of registration or application by commissioner -- Temporary registration -- Withdrawal of registration or notice filing
- KRS 292.335— Fees for initial or renewal registration or notice filing
- KRS 292.336— Recordkeeping and reporting requirements -- Examination by commissioner -- Administrative regulations -- Central depository system for documents -- Investment advisers -- Required policies and procedures
- KRS 292.337— Grounds for denial, suspension, limitation, or revocation of registration and for disciplinary action -- Summary order -- Emergency hearing -- Order in accordance with KRS Chapter 13B
- KRS 292.338— Investment adviser representatives -- Continuing education requirements
- KRS 292.340— Registration of securities
- KRS 292.350— Registration by notification
- KRS 292.360— Registration by coordination
- KRS 292.370— Registration by qualification
- KRS 292.380— General provisions regarding registration of securities
- KRS 292.390— Denial, suspension, and revocation of registration
- KRS 292.400— Exempt securities
- KRS 292.410— Exempt transactions -- Summary order denying or revoking exemption -- Appeal
- KRS 292.411— Exemption from KRS 292.330 to 292.390 for offer or sale of security after January 1, 2015 -- Conditions -- Application of KRS 292.410(3) and (4)
- KRS 292.412— Registration of securities Internet Web site operators
- KRS 292.415— Claim of exemption -- Effect of failure to file
- KRS 292.420— Burden of proving exemption
- KRS 292.430— Consent to service of process
- KRS 292.440— Misleading filings
- KRS 292.450— Unlawful representations concerning registration or exemption
- KRS 292.460— Investigations and subpoenas
- KRS 292.470— Remedies
- KRS 292.480— Civil liabilities
- KRS 292.490— Judicial review of orders
- KRS 292.500— Administration of chapter
- KRS 292.510— Repealed, 1982
- KRS 292.520— Repealed, 1982
- KRS 292.530— Purpose of chapter
- KRS 292.540— Effect of registrations under prior law
- KRS 292.545— Interest charges by broker or dealer
- KRS 292.550— Citation of chapter
- KRS 292.560— Repealed, 1986
- KRS 292.570— Repealed, 1986
- KRS 292.580— Repealed, 1986
- KRS 292.590— Repealed, 1986
- KRS 292.600— Repealed, 1986
- KRS 292.610— Repealed, 1986
- KRS 292.620— Repealed, 1986
- KRS 292.630— Repealed, 1986
- KRS 292.990— Repealed, 1960
- KRS 292.991— Penalties
- KRS 292.3301— Definitions -- Private fund adviser registration exemptions -- Filings
- KRS 292.6501— Definitions for KRS 292.6501 to 292.6512
- KRS 292.6502— Registration in beneficiary form -- Sole or joint tenancy ownership
- KRS 292.6503— Registration in beneficiary form -- Applicable law
- KRS 292.6504— Origination of registration in beneficiary form
- KRS 292.6505— Form of registration in beneficiary form
- KRS 292.6506— Effect of registration in beneficiary form
- KRS 292.6507— Ownership on death of owner
- KRS 292.6508— Protection of registering entity
- KRS 292.6509— Nontestamentary transfer on death
- KRS 292.6510— Terms, conditions, and forms for registration
- KRS 292.6511— Short title of KRS 292.6501 to 292.6512 -- Construction of KRS 292.6501 to 292.6512
- KRS 292.6512— Application of KRS 292.6501 to 292.6512