N.C. Gen. Stat. § 78C-20
Methods of registration
Redline — June 1, 2021 → current.View current text →
Current — April 1, 2022
As of June 1, 2021
(1) All applications for initial and renewal registrations or notice filings required under G.S. 78C-17 shall be filed with the Investment Adviser Registration Depository (IARD) operated by the National Association of Securities Dealers.
(1) All applications for initial and renewal registrations or notice filings required under G.S. 78C-17 shall be filed with the Investment Adviser Registration Depository (IARD) operated by the National Association of Securities Dealers.
(2) Repealed by Session Laws 2001-273, s. 4, effective October 1, 2001.
(2) Repealed by Session Laws 2001-273, s. 4, effective October 1, 2001.
(3) Nothing in this section shall be construed to prevent the exercise of the authority of the Administrator as provided in G.S. 78C-19.
(3) Nothing in this section shall be construed to prevent the exercise of the authority of the Administrator as provided in G.S. 78C-19.
History
(1987 (Reg. Sess., 1988), c. 1098, s. 1; 2001-273, s. 4; 2002-159, s. 16.)
§§ 78C-21 through 78C-25: Reserved for future codification purposes.
Official source: North Carolina General Assembly. Reproduced from public-domain North Carolina statutes; confirm against the official source for the current text. Not legal advice.