Securities registration requirement
Known as the Vermont Uniform Securities Act
The act spans §§ 9–9 (55 sections).
Added 2005, No. 11, § 1, eff
It is unlawful for a person to offer or sell a security in this State unless:
(1) the security is a federal covered security;
(2) the security, transaction, or offer is exempted from registration under sections 5201 through 5203 of this chapter; or
(3) the security is registered under this chapter.
Official source: Vermont General Assembly. Reproduced from public-domain Vermont statutes; confirm against the official source for the current text. Not legal advice.