Vt. Stat. Ann. tit. 9, § 5301
Securities registration requirement
Redline — July 1, 2021 → current.View current text →
Current — June 1, 2022
As of July 1, 2021
It is unlawful for a person to offer or sell a security in this State unless:
It is unlawful for a person to offer or sell a security in this State unless:
(1) the security is a federal covered security;
(1) the security is a federal covered security;
(2) the security, transaction, or offer is exempted from registration under sections 5201 through 5203 of this chapter; or
(2) the security, transaction, or offer is exempted from registration under sections 5201 through 5203 of this chapter; or
(3) the security is registered under this chapter. Added 2005, No. 11, § 1, eff. July 1, 2006.
(3) the security is registered under this chapter.
Official source: Vermont General Assembly. Reproduced from public-domain Vermont statutes; confirm against the official source for the current text. Not legal advice.