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393 U.S. 5

89 S. Ct. 35

21 L. Ed. 2d 5

Docket No. 187, Misc.

Arsenault v. Commonwealth of Massachusetts

Supreme Court of the United States · decided Oct. 14, 1968.

Key passage — most relied on by later courts

“The right to counsel at the trial (Gideon v. Wainwright, 372 U.S. 335 , 83 S.Ct. 792, 9 L.Ed.2d 799) on appeal (Douglas v. California, 372 U.S. 353 , 83 S.Ct. 814, 9 L.Ed.2d 811) and at the other 'critical' stages of the criminal proceedings (Hamilton v. Alabama, [ 368 U.S. 52 , 82 S.Ct. 157, 7 L.Ed.2d 114]) have all been made retroactive, since the 'denial of the right must almost invariably deny a fair trial.”

quoted by 6 later decisions, including State v. Smart, United States v. Palenius

“When one pleads to a capital charge without benefit of counsel, we do not stop to determine whether prejudice resulted [citations omitted]. In this case ... the degree of prejudice can never be known. Only the presence of counsel could have enabled this accused to know all the defenses available to him and to plead intelligently.”

quoted by 1 later decision, including McBryar v. McElroy

Relies on Gideon v. Wainwright · Stovall v. Denno · Douglas v. People of State of California

Cited in Case Law’s definition of “critical stages”

Good law ✅— No negative treatment on recordhow we know

Reversed · 9–0 · Opinion by Per Curiam · Decided Oct. 14, 1968.

How this case has been cited

Cited by 401 later decisions (31 by the Supreme Court) — most recently December 2020 · most notably Brady v. United States (1970), McMann v. Richardson (1970)

123 federal appellate · 16 district · 157 state decisions — followed in 28 states

22601968197019801990200020102020decided

Later decisions citing this case, by decade. The current decade is in progress, and our corpus holds fewer opinions from the most recent years, so the latest bars are undercounted — not a real decline.

View the full empirical analysis of this case →

F. Lee Bailey, for petitioner.

Elliot L. Richardson, Atty. Gen. of Massachusetts, Howard M. Miller, Asst. Atty. Gen., and Richard L. Levine, Deputy Asst. Atty. Gen., for respondent.

PER CURIAM.

¶1

In February 1955 petitioner was arrested in connection with a recent homicide and attempted robbery. The next morning at a probable-cause hearing, but unassisted by counsel, he pleaded guilty to counts of murder and assault with intent to rob. Six days later at his arraignment, and again unaided by counsel, he pleaded not guilty to an indictment charging him with first-degree murder. After being assigned counsel for trial he took the stand in his own defense and again pleaded not guilty to the indictment, asserting instead that he lacked the premeditation necessary for first-degree murder. On cross-examination, the district attorney questioned him about his prior statements at the preliminary hearing and introduced his plea of guilty for the purpose of refreshing his memory. The jury then returned a verdict of guilty and imposed a sentence of death, since commuted to life imprisonment. On direct review by the Massachusetts Supreme Judicial Court, he assigned as error the admission at trial of his prior plea. The court rejected his claim by affirming the conviction.

¶2

In 1966 petitioner sought post-conviction relief from the Massachusetts Supreme Judicial Court on the ground that our supervening decision in White v. State of Maryland, 373 U.S. 59, 83 S.Ct. 1050, 10 L.Ed.2d 193, rendered his conviction void. While recognizing a 'close similarity' between his case and White, that court nonetheless reaffirmed the judgment below on the ground that White was not retroactive. Petitioner comes here by petition for a writ of certiorari. The motion for leave to proceed in forma pauperis and the petition for a writ of certiorari are granted.

¶3

In White v. State of Maryland an accused pleaded guilty when arraigned at a preliminary hearing, and at that time had no counsel to represent him. We held that Hamilton v. State of Alabama, 368 U.S. 52, 82 S.Ct. 157, 7 L.Ed.2d 114, was applicable, as only the aid of counsel could have enabled the accused to know all the defenses available to him and to plead intelligently. White v. State of Maryland is indistinguishable in principle from the present case; and we hold that it is applicable here although it was not decided until after the arraignment and trial in the instant case.

¶4

The right to counsel at the trial (Gideon v. Wainwright, 372 U.S. 335, 83 S.Ct. 792, 9 L.Ed.2d 799) on appeal (Douglas v. People of State of California, 372 U.S. 353, 83 S.Ct. 814, 6 L.Ed.2d 811) and at the other 'critical' stages of the criminal proceedings (Hamilton v. State of Alabama, supra) have all been made retroactive, since the 'denial of the right must almost invariably deny a fair trial.'* See Stovall v. Denno, 388 U.S. 293, 297, 87 S.Ct. 1967, 1970, 18 L.Ed.2d 1199.

¶5

Reversed.

*

For the distinction drawn between the right-to-counsel cases and those arising under the Fourth and Fifth Amendments, see also Tehan v. United States ex rel. Shott, 382 U.S. 406, 416, 86 S.Ct. 459, 465, 15 L.Ed.2d 453.

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