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73 U.S. 139

West v. Aurora City

Supreme Court of the United States

Decided December 1, 1867

Supreme Court of the United States · decided 1867-12

The twelfth section of the Judiciary Act provides: “That if a suit be eomrnenced in any State court against an alien, or by a citizen of tbe State in which the suit is brought, against a citizen of another State, .... and the defendant shall, at the time of entering his appearance, file his petition for the removal of the cause for trial in the nest Circuit Court, .... and offer good and sufficient surety for his entering appearance in such State court, on the first day of…

2 counsel of record

Key passage — most relied on by later courts

““We think that the Circuit Court was clearly right in its action. The filing •of the additional paragraphs did not make a new suit, within the meaning of the judicial act. They were in the nature of defensive pleas, coupled with a prayer for injunction and general relief. This, if allowed by the Code of Indiana,-.might give them, in some sense, the character of an original suit, but not such as could be removed from' the jurisdiction of the state court. The right of removal is given only to a defendant who has not submitted himself to that jurisdiction—not an original plaintiff in a state court, who, by resorting to that jurisdiction, has become liable, under the state laws, to a cross-action. And it is given only to a defendant who promptly avails himself of the right at the time of appearance, by declining to plead and filing his petition for removal. In the case before us, West and Torrance, citizens of Ohio, voluntarily resorted, as plaintiffs, to the state court of Indiana. They were bound to know of what rights the defendants to their suit might avail themselves under the Code. Submitting themselves to the jurisdiction, they submitted themselves to it in its whole extent. The filing of the new paragraphs, therefore, could not make them defendants to a suit removable, on their application, to the Circuit Court of the United States.””

quoted by 3 later decisions, including Price & Hart v. T. J. Ellis & Co., Indian Mountain Jellico Coal Co. v. Asheville Ice & Coal Co.

““ * * * this Court held that removal of a cause from a state to a federal court could be effected under § 12 only by a defendant against whom the suit is-brought by process served upon him. Consequently a non-citizen plaintiff in the state court, against whom the citizen-defendant 'had asserted in the suit a claim by way of counterclaim which, under state law, had the character of an original suit, was not entitled to remove the cause. The Court ruled that the plaintiff, having submitted himself to the jurisdiction of the state court, was not entitled to avail himself of a right of removal conferred only on a defendant who has not submitted himself to the jurisdiction.””

quoted by 2 later decisions, including Lee Foods Division, Consolidated Grocers Corp. v. Bucy, Ford Motor Credit Co. v. Pearce

Cited in Case Law’s definition of “removable suit”

Good law ✅— No negative treatment on recordhow we know

Affirmed · 8–0 · Decided 1867-12

How this case has been cited

Cited by 116 later decisions (5 by the Supreme Court) — most recently January 2017 · most notably Shamrock Oil & Gas Corp. v. Sheets (1941), New York Co v. Estill (1893)

21 federal appellate · 18 district · 7 state decisions

2101867187018801890190019101920193019401950196019701980199020002010decided

Later decisions citing this case, by decade. The current decade is in progress, and our corpus holds fewer opinions from the most recent years, so the latest bars are undercounted — not a real decline.

View the full empirical analysis of this case →

¶1A suit removable from a State court under the twelfth section of the Judiciary Act must be a suit regularly commenced by a citizen of the State in which the suit is brought by process served upon a defendant who is a. citizen of another State.

¶2Hence no removal can be made of a defence or answer, though of such a character as that, under statute of the State, it becomes, by a discontinu-ance of the original suit itself, a proceeding that may go on to trial and judgment, as if, in some sense, an original suit.

¶3Error to the Circuit Court for Indiana.

¶4The twelfth section of the Judiciary Act provides:

¶5“That if a suit be eomrnenced in any State court against an alien, or by a citizen of tbe State in which the suit is brought, against a citizen of another State, .... and the defendant shall, at the time of entering his appearance, file his petition for the removal of the cause for trial in the nest Circuit Court, .... and *140offer good and sufficient surety for his entering appearance in such State court, on the first day of its session, and file copies of said process against him, ... it shall bo the duty of the State court to accept the surety and proceed no further in the cause, . . . and such copies being entered as aforesaid in such court of the United States, the cause, shall proceed there in the same manner as if it had been brought by original process.”

¶6The code of Indiana also provides that in suits brought in that State—

¶7“ The defendant may set forth in his answer as many grounds of defence, counter-claim, and set-off, whether legal or equitable, as he shall have. Each shall be distinctly stated in a separate paragraph, and numbered, and clearly refer to the cause of action intended to be answered.”

¶8With these statutory provisions in existence,West and Torrance, citizens of Ohio, broughtsuitiu one of the State courts of Indiana against the City of Aurora, Indiana. The nature of their action did not cleárly appear from the record, but it seemed to have been a suit, by petition, under the State code, against the city just named, for the recovery of the amount of the matured interest coupons of certain bond's.

¶9To this suit the defendants seemed to have made defences by answer under the code, and subsequently to have filed, by leave of the court, as an additional answer, three paragraphs setting up new defensive matter, in each of which the defendant prayed an injunction to restrain the plaintiffs from further proceeding in any suit on the coupons or bonds, and from transferring them to any third parties, and for a decree that the bonds be delivered up to be cancelled.

¶10Upon the filing of these additional paragraphs the plaintiffs entered a discontinuance of their suit, and, assuming chat under the code the new paragraphs of the answer would remain, in substance, a new suit against them for the cause and object set forth in them, filed their petition for the removal of the cause into the Circuit Court of the United States. The petitiou was allowed by the State court, and the new paragraphs, without any other portion of the record *141of the suit in that court, except enough to show its title and the entry of discontinuance, were sent into the Circuit Court. By that court they were remanded to the State court as not constituting a suit that could be removed under the twelfth section of the Judicial Act.

¶11To this action of the Circuit Court, West and Torrance took exceptions, and the case was now here on error; the question being whether the action of the Circuit Court was right.

¶12Mr. T. G. Mitchell, far the plaintiff in error,

¶13argued that the “ additional paragraphs” constituted under the Indiana code a counter-claim; and that notwithstanding the discontinuance ofWestaud Torrance of their action, and the consequent withdrawal of the issues tendered by them, they could not discontinue the “ counter-claim” presented in the additional paragraphs by the other side. These made a cross-action by the defendants against the plaintiffs; one but incidental to the original action, so long as that original action was in course of existence and progress, but independent of it, as soon as it was withdrawn, and so destroyed. Hence the removal to the Federal court was proper and the remand error.

¶14Mr. T. D. Lincoln, contra.

¶15The CHIEF JUSTICE

¶16delivered the opinion of the court.

¶17' We think that the Circuit Court was clearly right in its action. The filing of the additional paragraphs did not make a new suit within the meaning of the Judicial Act. They were in the nature of defensive pleas, coupled with a prayer for injunction and general relief. This, if allowed by the code of Indiana, might give them, in some sense, the character of an original suit, but not such as could be removed from the jurisdiction of the State court. The right of removal is given only to a defendant who has not submitted himself to that jurisdiction ; not toan original plaintiff in a State court who, by resorting to that jurisdiction, has become liable under the State laws to a cross-action.

¶18*142And it is given only to a defendant who promptly avails himself of the right at the time of appearance, by declining to plead and filing his petition for removal.

¶19In the case before us, West and Torrance, citizens of Ohio, voluntarily resorted, as plaintiffs, to the State court of Indiana. They were bound to know of what rights the defendants to their suit might avail themselves under the code. Submitting themselves to the jurisdiction they submitted themselves to it in its whole extent. The filing of the new paragraphs, therefore, could not make them defendants to a suit, removable on their application to the Circuit Court of the United States.

¶20It is equally fatal to the supposed right of removal that the record presents only a fragment of a cause, unintelligible except by reference to other matters not sent up from the State court and through explanations of counsel.

¶21A suit removable from a State court must be a suit regularly commenced by a citizen of the State in which the suit is brought, by process served upon a defendant who is a citizen of another State, and who, if he does not elect to remove, is bound to submit to the jurisdiction of the State court.

¶22This is not such a suit, and the order of the Circuit Court remanding the cause to the State court must therefore be

¶23Affirmed.

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